导　　师： 李永升

学科专业： 030104

授予学位： 硕士

作　　者： ;

机构地区： 顺德职业技术学院

摘　　要： 原因自由行为/(actio libera in causa/)理论是国内外刑法学界讨论的一个热点话题,对该问题的研究具有相当的理论和现实意义。近年来,以醉酒、吸毒后自陷责任能力缺失或者责任能力耗弱之状态而实施危害社会行为,这一现象已引起了普遍的关注。而根据我国《刑法》第18条第4款规定,醉酒的人犯罪,不管责任能力之状态,不管是故意还是过失,也应承担刑事责任。这种缺乏明确性的立法明显不足以处理现实中的问题,因为这种现象包括着复杂的刑法理论。这种现象正是本文所研究的对象——原因自由行为;这种复杂的刑法理论正是本文所构建的对象——原因自由行为理论。 把“原因自由行为”这一大陆法系刑法中的一个名词引到中国的刑法语境中,并且对之进行概念重构。从所界定的原因自由行为的概念出发,把原因自由行为划分为责任能力缺失的原因自由行为与责任能力耗弱的原因自由行为两大类。在构建原因自由行为理论时,以上述界定和分类为前提,以行为理论和因果关系理论为基础讨论原因自由行为理论,以解决原因自由行为的刑事责任根据这一核心问题。本文分为五部分,即: 第一部分,引言,问题的提出与展开。由于原因自由行为这一行为现象引起了广泛的关注,而且由于原因自由行为中的结果行为是在丧失或者尚未完全丧失责任能力状态下实施的行为,所以常被认为与大陆法系刑法学中责任主义原则相冲突。在罪刑法定和责任主义的现代刑法语境下,寻求原因自由行为的合理处罚根据成为核心问题。然而,我国刑法中并没有责任主义原则,但这并不能排除我国刑法在原因自由行为问题上不存在所谓的冲突,而实际上我国的主客观相统一原则与责任主义原则存在着共性,因此原因自由理论也应结合我国刑法刑法语境进行讨论,并产生出和 Actio libera in causa/(hereinafter referred to as the 'alic'/) is a heated topic in foreign and domestic forum of criminal law.The study of this topic has specific meaning in theory and practice.Recent years,the phenomenon that the intoxication and the abusing of drugs make the actor fall into the incompetence of the criminal responsibility and endanger the society arouses the concern of the public.According to the Criminal Law of the People's Republic of China Article 18 Subparagraph 4,intoxicated person should bear the criminal responsibility no matter act or negligence.This legislature which is lack of specificity is insufficient because this phenomenon contains intriguing criminal theories.This phenomenon is the subject of alic; the theories are the theories of alic. The author reconstructs the concept of alic and introduces it into china from continental law system.From the concept,the alic can be divided into the incompetence and the lesser competence alic.In constructing the theories,the author discusses the alic,basing on the classification foresaid.In the perspective of action and causality theories,the key problem of the criminal responsibility of alic is solved.This paper is divided into five parts,namely, The first part is the foreword.Because the action is committed under the incompetence or the lesser competence,the alic is said to conflict with the important motto of the Roman Law System/(nulla poena sina culpa/).Under the Principle of the Responsibility and the Principle of Legally Prescribed Punishment,the key problem is to find the reasonable basis of the punishment.Without the Principle of the Responsibility in China,there is no conflict above-mentioned.However,there are some commons of the Principle of the Responsibility and the Principle of Correspondence between Subjectivity and Objectivity.Hence,the alic should be parsed in the context of China,which generates so-called the conflicts. The second part is the introduction of the actio libera in causa.In order to seek the bas

关 键 词： 原因自由行为 责任主义 原因行为 结果行为 行为理论 因果关系

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