作　　者： (刘辉）;

机构地区： 中国人民银行湘西州中心支行

出　　处： 《金融发展评论》 2017年第5期53-58,共6页

摘　　要： 为细化研究跨境金融监管问题,在不给跨境金融服务和产品形成不适当约束的同时提高金融监管的有效性,2015年9月,国际证券管理委员会(IOSCO)发布《IOSCO跨境监管特别工作组最终报告》(IOSCO Task Force on Cross-Border Regulation Final Report)(以下简称"最终报告"),分析三类跨境监管工具,以帮助监管者和政策制定者更好的制定、实施和评估跨境监管手段。本文对IOSCO跨境金融监管工具最近进展进行了研究整理,并针对我国发展实际提出相关对策建议。 In order to consider in detail cross-border financial regulatory issues and to improve the effectiveness of financial supervision, without unduly constraining the cross-border offering of financial services or products, in September2015, IOSCO established the Task Force on Cross-Border Regulation Final Report. The report includes a toolkit of three broad types of cross-border regulatory options, and better equip regulators and policy-makers to develop, implement,and evaluate cross-border regulatory approaches. The author makes a study on the recent progress of IOSCO cross-border financial regulatory options, and put forward the relevant countermeasures and suggestions for our country.

关 键 词： 跨境金融 监管工具 评估