作　　者： (宋文田）;

机构地区： 中国人民公安大学,北京100038

出　　处： 《四川警察学院学报》 2017年第3期85-92,共8页

摘　　要： 当前我国证券犯罪形势严峻,严重损害社会经济的平稳运行。在成本-收益模型视角下,以50例证券犯罪案件为分析样本,通过定性与定量的分析,可以发现,我国证券犯罪之所以如此泛滥,症结在于其犯罪收益很高、犯罪成本较低、惩罚可能性很小、罚金适用效果不佳。为此,应从降低证券犯罪收益、提高证券犯罪成本、增大证券犯罪惩罚可能性和寻求罚金适用的最佳倍数四个方面入手进行防治,多管齐下,方能有效遏制证券犯罪。 At present, securities crime in China is in grave difficulties, seriously damaging the smooth operation of social economy. Taking 50 securities crime cases as the analysis samples, from the perspective of cost-benefit model, we can find through the qualitative and quantitative analysis that the crucial reasons of the widespread securities crime in China are high crime benefit, low crime cost, small possibility and poor penalty effect. So we should proceed from the following four aspects to prevent and control securities crime effectively, including reducing its benefits, raising its cost, increasing the possibility of its punishment and finding the best penalty for fines.

关 键 词： 证券犯罪 成本 收益模型 原因 对策