导　　师： 李春芳

学科专业： 030105

授予学位： 硕士

作　　者： ;

机构地区： 华南理工大学

摘　　要： 我国的标准化体制是典型的行政化标准管理体制,标准的制定需由政府指导并由相关公权力部门立项审批。政府选定某些技术标准作为国家标准应用实施使纳入其中的专利技术之私有独占性转变为带有强烈的公益性,必然会对技术标准中的专利权保护形成严峻挑战。我国目前在技术标准选定中如何处理技术标准与专利的关系、协调标准选定与专利保护的各种利益冲突等方面的理论研究非常少,对于标准选定中专利问题的规定与处理可以说是处于真空状态。 本文以政府指定技术标准中专利保护问题为研究对象,对技术标准选定中专利保护的矛盾与冲突进行分析,从我国的实际出发找到相对应的平衡点,为弥补我国对此问题的理论研究空缺尽绵薄之力,也为更好地应用理论和指导国家标准战略做论证。 文章在分析技术标准、专利技术之法律含义的基础上,对专利技术与技术标准的融合、专利制度之于技术标准的应用、政府指定技术标准之需要等问题展开论述。紧接着,针对我国政府指定技术标准的现状,分析政府主导标准与企业主导标准的差异,提出专利并入技术标准在我国产生的标准阻抑及竞争阻碍,以阐述政府指定技术标准情形下进行专利保护的必要性,深入剖析政府指定技术标准产生的国家公权与专利技术私权、标准公共性与专利技术私权性、政府利益、公共利益与私人利益之间的冲突,总结技术标准与专利技术结合引发的具体问题。进而提出标准选定中技术标准与专利保护的利益平衡对策,重点探讨基于利益平衡原则对技术标准中专利权的保护及专利技术标准中的权益冲突的协调。结论部分指出政府在介入技术标准的制定与实施的同时,必须有与之相适应的政府政策之准确介入,明确我国国家标准的制定原则,充分利用专利法及反垄断法对专利技术标准化出现的各种权益冲突问题进行法律规制。 China's standardization system is a typical administrative standard management system, and the formulation of standard requires the government instruction and approval of the relevant public authority sector. Government has selected some certain technology standards as the national standards and implement them, which makes proprietary technology involved in them transform from the private exclusive to strong public interest, is bound to bring severe challenge to patent protection of technology standards. Currently, in China, there are very few theoretical studies about these problems: how to deal with the relationship between technology standards and patents while selecting the technology standards, and how to coordinate the various conflicts of interests between the selection criteria and patent protection, etc. There is nearly no study or research on prescription and arrangement about patent issues raised by standard selection. This paper takes the issues of patent protection, which is raised by government designating the technology standards, as the object of study. It analyzes the contradictions and conflicts of patent protection of technology standards selection, finds the corresponding equilibrium point from the reality of our country, so as to make up the vacancy of the theoretical study in this issue .Moreover, it demonstrates for better application of theories and instruction of national standards strategies. The paper is based on the analysis of legal implications of technology standards and patent technique. It discusses several subjects, such as the integration of patent technology and technology standards, the application of the patent system in the technology standards, and the need for government designating, etc. Then, it takes the current situation of our government designating technology standards into consideration ,analyzes the difference between government-led standards and business-led standards, proposes standard inhibition and competition barriers during combination patent into technology standards ,demonstrates the need for patent protection when government designates technology standards .It also analyzes deeply the conflicts among national public power ,private patents rights, the government interest, public interest and private interest .Finally, it concludes the specified problems that raised by combination of technology standards and patent. Then it proposes measures for balance of interests of technology standards and patent protection during the standard selection, focuses on the protection of patents in technology standard and the coordination of conflicts of interests of patent technology standards, which is based on the interests balance principle. In the conclusion part, it points out that government intervention of development and implementation some technology standards must be accompanied by a corresponding accurate government policy intervention. It should specifies the formulating principles of our national standard and makes full use of patent law and antitrust law to regulate various rights and interests conflicts during the standardization of patent technology.

关 键 词： 技术标准 国家标准 专利 权益冲突 利益平衡

分 类 号： [D923.42]

领　　域： [政治法律] [政治法律]