导　　师： 易行健

学科专业： 020202

授予学位： 硕士

作　　者： ;

机构地区： 广东外语外贸大学

摘　　要： 改革开放30多年来，中国的经济发展获得了长足的进步，与1978年相比，2011年国内生产总值增加了近23倍，人均国内生产总值则增长了16倍。在经济不断增长的同时，中国的开放水平也进一步提高，外资经济已经成为中国经济发展的一个重要经济增长点，通过不断引入外资，不仅积累了资本，要素的配置效率与技术效率也取得了快速发展。伴随着学术界对外商直接投资研究的深入，外商直接投资溢出效应的重要性也更多地被各界所重视，利用外商直接投资溢出效应促进本土工业行业产出已然成为我国吸引外资的重要目的。 本文以广东和江苏两省为研究对象，通过比较分析两省本土工业行业获取外商直接投资溢出效应的大小及其影响因素，找出了外商直接投资溢出效应与本土企业产出的关系及溢出效应实现的一般规律，以期为这些地区乃至全国提高利用外资质量提供有益借鉴。本文首先对国内外有关外商直接投资溢出效应的文献进行了回顾和评述，并在此基础上，根据现实数据分析了两省外商直接投资来源地、市场导向、人力资本、固定资产投资以及R/&D投入与溢出效应的关系。然后运用面板数据模型对2004-2011年两省28个行业外商直接投资溢出效应与本土工业企业产出之间的关系进行实证分析，比较FDI对这两个省份本土工业行业产出溢出效应的差异。结论表明FDI对江苏省的本土工业行业的产出具有显著的正向溢出效应，而FDI对广东省的本土工业行业的产出具有显著的负向溢出效应。 最后本文从多个角度对实证检验结论进行了解释，提出了相应的对策建议：确定合适的引资战略，扩大外商投资规模，提高引进外资的水平；进一步改善投资环境并逐步调整引资政策，创建和完善平等的竞争环境；积极实施人才战略，不断提升人力资本水平；加强自主创新能力，促进内资企业技术升级。 Since the implementation of the reform and opening, the economic developmentof China has made a considerable progress. Compared with1978, GDP increased bynearly23times, and the per capita GDP grew by16times in2011. With thecontinuous economic growth, Chinese opening has got a further improvement; theforeign economy has become an important economic growth point of Chineseeconomic. Through continuous import of foreign capital, both of the accumulation ofcapital and the efficiency of technology have made a vital development. With thegradual academic research on FDI, the importance of FDI spillovers has gain morepublic attentions. By using the FDI spillover, the production of local businesses hasbeen promoted, and it has also become an important objective of attracting foreigninvestment. This essay observed the relation between the Direct investment spillovereffect/(DISE/) and the output of local companies and concluded the regular pattern toreach the spillover effect, taking examples by Guangdong and Jiangsu provinces.Firstly, the essay reviews the related references of DISE, and then uses data to analyzeFDI source, market direction, human resource, fixed-assets investment and therelationship between R/&D input and spillover effect in two provinces. After that,Panel data model will be used in the empirical research on the relationship betweenDISE and output of local company based on the data of28industries of two provincesfrom2004to2011, in order to compare the differences among these two regions’local industry spillover effect. The conclusion indicates that FDI affects the localindustry spillover positively in Jiangsu province, while it affects the local industryspillover negatively in Guangdong province. Lastly, three suggestions was provided. Basically, the government shouldadvance the investment environment of foreign business to expand the scale offoreign investment. At the same time, the equal competition environment should becreated to attract the talents, keeping the confident of foreign investment. Moreover,the investment in science research should be expanded to speed the technologyprogress.

关 键 词： 外商直接投资 跨国公司 工业行业 溢出效应

分 类 号： [F832.6 F425]

领　　域： [经济管理] [经济管理]