导　　师： 徐淑芳

学科专业： 020204

授予学位： 硕士

作　　者： ;

机构地区： 华南理工大学

摘　　要： 中小企业融资面临很多困难是一个不争的事实，供应链融资则是解决这些困难的有效手段之一。按照供应链融资业务中关键风险载体的不同（风险载体主要为主体企业、主要为物权控制、主要为债权控制），笔者首先把供应链融资模式细分成了三种模式。然后分别探讨了不同模式下的变体、运行流程及可能的适用范围，以指导供应链中的中小企业有针对性的选择适合自己的模式。 就具体内容来说，本论文共五章：第一章介绍选题背景和意义、研究综述、基本思路和研究方法；第二章供应链融资运作过程及其优势的机理；第三章介绍了风险载体为主体企业的供应链融资模式；第四章介绍了风险载体为物权控制的供应链融资模式；第五章介绍了风险载体为债权控制的供应链融资模式，在每一章里，笔者都进行了典型的案例分析，较详细地分析了风险载体主要为主体企业的供应链融资模式、风险载体主要为物权控制的供应链融资模式、风险载体主要为债权的供应链融资模式，对每一种模式的运作流程和关键环节进行了解析，并从实务的角度指出了各种模式下风险防范的主要措施，解析了供应链融资的关键环节。 There is an indisputable face that small and medium-sized enterprises face difficulties infinancing. Supply chain financing is one of the effective methods to solve those difficultproblems. According to the different key risk carrier in supply chain financing business /(riskcarrier is mainly the mainstay enterprise, risk carrier is mainly real property controlling, riskcarrier is mainly right of credit controlling/), firstly，the author has divided supply chainfinancing model into three sub-models Then the author has discussed the variations ofdifferent models, operation process and the possible scope in order to guide the small andmedium-sized enterprises to choose suitable model for themselves. As for specific content, this thesis contains five chapters: in the1st chapter, the authorhas mainly discussed the background and significance of this paper, combed the existingrelated literature, determined and planned research approach and technical route. In the2ndchapter, the operation process of and mechanism of supply chain financing is explained. inthe3rd chapter,4th chapter and5th chapter, the author has separately discussed supply chainfinancing model that its risk carrier is respectively mainstay enterprise，real propertycontrolling，right of credit controlling. In the last three chapters, the author has analyzed thetypical case and the key link of supply chain financing from the practical point of view.

关 键 词： 供应链融资 供应链融资模式 风险载体

分 类 号： [F274 F275]

领　　域： [经济管理] [经济管理] [经济管理] [经济管理]