导　　师： 姜巍

学科专业： 020202

授予学位： 硕士

作　　者： ;

机构地区： 广东外语外贸大学

摘　　要： 随着经济全球化趋势不断加强，企业竞争空前激烈，技术已经成为决定企业竞争结果的关键因素。对外直接投资作为国际技术溢出的重要渠道，可能会对母国技术进步产生影响，近年来这一论题开始受到关注。但是国内在对对外直接投资逆向技术溢出效应的研究中，在投资对象的选取上不具备针对性。而改革开放以来，伴随着“走出去”战略的推进，我国对欧盟直接投资取得了显著的发展，使得研究中国对欧盟直接投资逆向技术溢出效应成为可能。 本文在对外直接投资理论和对国内外相关文献总结的基础上，首先从投资规模、区位分布、行业选择、进入方式等方面对我国在欧盟直接投资的发展历程及现状进行分析；然后从公司、产业、国家三个层面分析对外直接投资引起投资母国技术进步的作用机理，并从投资国和东道国角度分析影响投资母国逆向技术溢出效应的因素；最后在理论分析的基础上，基于国际R/&D溢出回归模型，本文对欧盟直接投资的逆向技术溢出效应的存在性和逆向技术溢出效应的影响因素进行实证研究。 实证结果表明，中国对欧盟直接投资的逆向技术溢出效应已经开始显现出来，但作用的强度相对较小。东道国丰富的人力资本、先进的技术水平和较强的知识产权保护力度对我国OFDI逆向技术溢出的吸收具有促进作用，对外开放度对逆向技术溢出效应的作用不确定。基于以上研究结论，最后从微观--企业、宏观--政府政策两个角度提出加强中国对欧盟直接投资逆向技术溢出效应的政策建议。 With the growing trend of economic globalization, corporations are facingstronger competition; technology has become a key factor of the competition result.As an important international technology spillover vector, the Outward Foreign DirectInvestment /(OFDI/) would make an influence on the technology progress ofMotherland. In recent years, this topic started to pay attract more attention. However,among the domestic studies of the reverse technology spillover effect of OFDI, theinvestment object chosen is not targeted. Since the reform and opening-up policy,with the propulsion of the “going-out” strategy, China's direct investment to theEuropean Union has developed significantly, making it possible to study the reversetechnology spillover effect of China’s direct investment in the European Union. Based on the theory of foreign direct investment and the summary of relatedliterature at home and abroad, first of all, this paper reviews the course and the presentsituation of China’s direct investment in the European Union, mainly including theanalysis of the investment scale, location distribution, industry selection and entrancemode. Then it analyzes the mechanism of the technology progress of Motherlandthrough OFDI from the perspective of the company, industries and nation, andanalyzes the factors influencing the effect of reverse technology spillover from theperspective of the investor and the host country. At last, on the basis of theoreticalanalysis and the international R/&D spillover regression model, this paper makes theempirical test of the existence inspection of the reverse technology spillover effect ofChina’s direct investment in EU and the factors of reverse technology spillover effect. The empirical results show that the reverse technology spillover effect of China'sdirect investment to the EU began to appear, but the strength of its effect is relativelysmall. The host country’s rich human capital, advanced technology level and strongintellectual property protection can promote the absorption capability of OFDI reversetechnology spillover; the effect of the openness level is not sure. Based on the aboveresearch conclusion, some policy suggestions from two angles the micro-enterprises,macro-government are put forward to speed up the reverse technology spillover effectof China’s direct investment in the European Union.

关 键 词： 逆向技术溢出 欧盟 对外直接投资

分 类 号： [F832.6 F752.67]

领　　域： [经济管理] [经济管理] [经济管理]