导　　师： 蓝海林

学科专业： 120202

授予学位： 硕士

作　　者： ;

机构地区： 华南理工大学

摘　　要： 随着中国改革开放的不断推进，尤其加入世界贸易组织以来，中国企业的经营环境受到了经济全球化和经济转型的双重影响，并不得不与跨国企业在国内与国际两个市场进行竞争。而纵向整合作为一种基本的发展战略，在新形势下有着其独特的作用，并为广大的企业所实践，提升了企业的国际竞争力。 学术界对企业纵向整合进行了大量的研究，并形成三大主流理论视角：交易成本理论、产业组织理论和企业能力理论。其中，交易成本理论以企业面临的交易成本为核心展开分析，产业组织理论以市场权力的获取与发挥为核心展开分析，企业能力理论以企业核心能力的获取、保护与发挥为核心展开分析。简言之，这三大理论主要从效率机制这一角度出发探讨企业的纵向整合行为，本文第三章、第四章、第五章对三大主流理论进行系统的论述。 近年来，有学者认为制度理论更适合解释转型经济体下的企业行为，因此本文基于制度理论视角，首先将企业面临的制度环境分为正式制度和非正式制度，然后以文献研究的方式探讨制度环境对企业纵向整合的影响机理，揭示出制度环境对企业通过合法性机制和效率机制共同起作用。 本文的研究具有重要的理论价值和实践意义：首先，本文在哈瑞根研究的基础上进一步澄清了纵向整合的内涵与外延，从而为后续研究奠定基础；其次，本文系统研究了交易成本理论、产业组织理论和企业能力理论对纵向整合的分析，并形成融合的分析方式，从而更有理论与实践价值性；第三，系统探讨了制度环境对纵向整合的影响，揭示了其中的影响机制，从而起到承前启后的作用。 With the continuous progress of China's reform and opening up, especially since theaccession to the World Trade Organization, the business environment in china is affected byboth economic globalization and economic transition, Chinese enterprises have to compete indomestic and international markets with multinational company. Vertical integration as a basicdevelopment strategy, has a unique role in the new situation, and can enhance the Chineseenterprises’ internationalcompetitiveness. Currently, there are three main theoretical perspective on the research of verticalintegration, include Transaction Cost Theory, The Theory of Industrial Organization andCorporate Capability Theory.Transaction Cost Theory choose transaction cost as it’s coreconcept to analyze.The Theory of Industrial Organization choose market power as it’s coreconcept. Corporate Capability Theory think that vertical integration is the process ofacquisition, protection and utilization of the core compentece.In short, the three maintheoretical perspective use efficient mechanism to explain the vertical integration. I carriedout a detailed analysis in the third, fourth, fifth chapter. In recent years, some scholars believe that the Institutional Theory is more suitable toexplain the corporate behavior in the transition economies.So,this article based on theInstitutional Theory perspective, study the vertical integration from the formal and informalinstitution.Reveals that institutional environment affect vertical integration through legitimacymechanism and efficiency mechanism. This study has important theoretical value and practical significance:First of all, thisarticle further clarify the conception of vertical integration on the basis of Hurrigan’s research,and thus lay the foundation for further study.Secondly, this article study vertical integrationwith Transaction Cost Theory, The Theory of Industrial Organization and CorporateCapability Theory,and create a system analysis methods and conclusion. Thirdly, this articleexplore the impact of the insititutional environment, so lay a fundation for further reasearch.

关 键 词： 纵向整合 交易成本理论 产业组织理论 企业能力理论 制度理论

分 类 号： [F279.23]

领　　域： [经济管理] [经济管理]