导　　师： 张洪林

学科专业： 030105

授予学位： 硕士

作　　者： ;

机构地区： 华南理工大学

摘　　要： 随着科学技术的发展，技术标准专利化已是一种必然趋势，不少国家的标准化组织均制定专门的知识产权政策，来应对这种趋势下的知识产权许可，规制各种专利权滥用问题。相对而言，我国标准化组织对此问题的研究起步较晚，缺乏深入研究。因此，开展技术标准中的研究对我国而言是迫切且具现实意义的。 本文第一章以阐述标准化制度、技术标准内涵和专利权特点三个概念始，指出伴随着全球知识经济的日益强化，无论是从满足技术标准的制定、专利权人的利益需求还是全球自由贸易环境下的战略选择，传统观念中技术标准与专利这两个性质上看似完全相悖的概念的结合已是一种无法避免的趋势。在此基础上，分析了两者结合的效果，由此带出了本文要探讨的问题：技术标准中专利权滥用问题。 第二章通过列举四个典型事例：美国戴尔电脑公司案、思科诉华为案、DVD事件和MPEG-2技术标准专利池，详尽阐述了技术标准中专利权滥用行为主要表现为专利权人一方面通过各种手段积极推进其专利技术标准化，另一方面又利用自己手中的专利权操纵标准的制定与实施，在技术标准的制定与实施阶段构成专利权的滥用。 第三章通过分析国际性标准化组织、区域标准化组织、主要发达国家标准化组织解决技术标准专利权问题的主要手段，概括出目前国外标准化组织对技术标准中专利权滥用的规制主要体现在三大方面：标准制定过程中的必要专利制度、专利信息披露制度和技术标准中专利权的“公平、合理、无歧视”许可。通过两典型案例：Rambus公司专利侵权案和苹果告摩托罗拉滥用标准必要专利诉讼的分析，对此三大规制专利权滥用的知识产权政策的利弊进行了全面的分析。 第四章以我国标准化组织对技术标准中涉及专利问题的基本考虑入手，建议我国标准化组织可从自身的利益出发，通过加强和细化标准化组织的专利政策、完善我国《专利法》中的相关制度和完善《标准化法》下的相关配套规则等手段，制定一套与本国知识产权法律法规相配套的标准知识产权保护策略，以达到平衡社会公众与专利权人的利益，进一步规范我国知识产权标准化行为的目的。 Starting with the concerts of standardization technical standards and the patent rights, thefirst part of this paper pointed out that with the global knowledge economy increasinglystrengthened, to meet both the technical standards, the interests of the patentee or demandglobal free trade environment, strategic choice, based on the concept of the two properties oftechnical standards and patent traditional the concept of seemingly opposite has been a kindof inevitable trend. On this basis, analysis of the combined effects, due to bring out theproblem to be discussed: technical standards patent abuse. The second part through four typical examples: Dell Computer Corporation Cases, Ciscosued Huawei cases, DVD events and MPEG-2technology standard patent pool, elaborates thetechnology standard patent abuse acts mainly as the patentee hand through a variety of meansto actively promote the standardization of patented technology, on the other hand, theformulation and implementation of patent right hands manipulation standard, the abuse ofpatent right in the formulation and implementation of technical standards for the stage. The third and the fourth part analyses the main means of international organization forstandardization, regional organization for standardization, the main developed countrystandards organization to solve the problem of technology standard patent rights, summarizedthe main embodiment of the foreign organization for standardization of technical standardspatent misuse regulation in three aspects: essential patent rights system, patent rightsinformation disclosure system and a 'fair, reasonable, without discrimination' license in theprocess of establishing technical standards. Then through two typical cases: Rambus companypatent infringement case and the Apple Cases, points out the advantages and disadvantages ofthe three regulation of patent abuse intellectual property policy thoroughly. The fifth part is my suggestions for our organization of standardization: strengthen andrefine the standards organization patent policy, improve our related system to 'patent law' andthe related rules of 'standardization law'. So we can formulate a set of standards and IPRrelated laws and regulations to achieve the balance of public and the interests of the patentee,and further standardize the standardization of intellectual property rights in China.

关 键 词： 技术标准 专利权 结合 专利权滥用

分 类 号： [D923.42]

领　　域： [政治法律] [政治法律]