导　　师： 卢代富

学科专业： 030107

授予学位： 博士

作　　者： ;

机构地区： 西南政法大学

摘　　要： 国有资本与我国政治建设、经济建设、社会建设、文化建设乃至执政党自身建设密切相关,并将直接影响社会主义制度的未来发展。近年来,学界高度关注国有资本运营以及与此相关的诸多问题,实务部门出台了为数众多的法规及规范性文件。当前,国有资本运营已成为发展国有经济的主要载体,对于壮大我国经济实力、形成构建和谐社会的坚实基础具有现实意义。本文立足我国国有资本运营现状及存在的问题,强调我国社会制度、法律规制以及社会传统的特殊性,有选择性地吸收国外有益经验,重点构建适应我国实际的国有资本运营法律制度体系。全文围绕国有资本运营的法律治理这一主题,除前言和结语外,共由三部分组成:第一部分由第一、二章组成,主要研究国有资本、国有资本运营及其法律治理的基础理论,重点阐释何谓国有资本运营以及为何要以法律来治理国有资本运营行为;第二部分由第三、四、五章组成,主要研究国有资本运营的法律治理框架,重点解决如何以法律治理规范国有资本运营;第三部分由第六章组成,主要目的是为本文作结论,重点提出完善现行立法的建议。 第一章主要研究国有资本的一般问题,主要分析资本与国有资本、我国国有资本的特殊性和对我国国有资本作用的重新定位等问题。第一,阐释了资本与国有资本的定义。首先,参照经济学定义,从法学的角度对资本进行了定义。所谓资本,是指以一定价值形态存在,可通过参与竞争、转换形态而增加价值与实现价值的所有者权益。其次,依据上述对资本的定义,对国有资本进行了重新定义。所谓国有资本,是指国家代表全民投资所形成的、并依法应由国家代为行使权利的全部或部分所有者权益。最后,论述了国有资本与企业国有资产的关系。第二,对我国国有资本的特殊性进行 State-owned capital is closely related to political construction, economic construction, social construction, cultural construction and the ruling party’s own construction of China, while as an important component of economic base directly influencing the future development of the social system of socialism. At present, state-owned capital operation /(hereinafter named as SCO/) has become the main channel of developing state-owned economy and has an extremely important role in promoting the socialist market economic system. In recent years, great attention has been paid to SCO and its problems by academics, and thus a large number of laws and regulations have been established. Therefore, SCO has been chosen as the object of study. This paper based on the current situation and existing problems of Chinese state-owned capital operation, highlights the social system, legal regulations and specificity of social human traditions of our state, as well as selectively absorbs useful SCO experience abroad, while mainly aiming at building SCO legal system adapting to the reality of Chinese socialist social system. In addition to the foreword and conclusion, the paper is composed of three parts while focusing on the legal governance of SCO. The first part including the first and second chapters makes research on the basic theory of the state-owned capital and SCO, chiefly explaining what is SCO and why governing it with law. The second part including the third, fourth and the fifth chapters works over the framework of SCO legal governance, while specifying how to govern SCO with law. Third part including chapter VI focuses on improving the legislative proposals concerning SCO. Chapter chiefly analyses several basic issues, such as capital, state-owned capital, the specificity of Chinese state-owned capital and redefining the role of Chinese state-owned capital. First, the definitions of capital and state-owned capital are discussed. Second, specificities of Chinese state-owned capital are analyzed. State-owned capital

关 键 词： 国有资本 国有资本运营 法律治理 代表权 监控权 收益权

领　　域： [政治法律] [政治法律] [经济管理]