作　　者： ;

机构地区： 韶关学院

出　　处： 《河北法学》 2009年第7期99-104,共6页

摘　　要： 融资融券交易是建立在担保物权之上的一种证券交易。目前融资融券交易信托登记极不完善,应当建立反映投资者和其委托的证券公司之间的法律关系的信托登记。证券融资交易中的质权有许多特殊性,应当注意证券转质、质权保全和质权实现等问题。融券交易必须注意对目前市场的冲击及与股指期货等规则的衔接和协调问题。 Margin transaction is a securities transaction based on real rights for security. The present trust registration of margin transaction is greatly imperfect. A trust registration that can reflect the legal relationship between the investors and the securities companies entrusted should be established. Pledge right in securities financing transaction has much special character. Problems of transferring of securities pledge right, pledge right preservation and realization should be paid attention to. As to securities transaction, the might influence caused by it to the present market and the joining and harmonization with rules of stock index futures must be paid attention to.

关 键 词： 融资融券 保证金 质权

领　　域： [经济管理] [经济管理]